Dodd-Frank §922 + SEC Rule 21F — Whistleblower Programme · vDodd-Frank Act §922 (15 U.S…

Dodd-Frank §922 + SEC Rule 21F — Whistleblower Programme

Dodd-Frank §922 + SEC Rule 21F — Whistleblower Programme — 67% covered.

3 requirements · 2 enforced · 0 designed · 0 advisory · 0 deferred.

Source: Section 922 of the Dodd-Frank Act (codified at 15 U.S.C. §78u-6) and SEC Rules 21F establish the SEC whistleblower programme: the SEC must protect the confidentiality of a whistleblower's identity to the extent possible, the statute prohibits retaliation against a whistleblower, and SEC Rule 21F-17 prohibits any action impeding an individual from communicating directly with the SEC about a possible securities-law violation (including via confidentiality / severance agreements). KYE Protocol™ governs whether an AI-assisted access to a whistleblower's identity or a consequential case action may PROCEED — on a recorded need-to-know authority, with confidentiality evidence captured, a signed Evidence Pack, and a contestability record. KYE does not assess the securities-law tip on its merits or adjudicate the §922 / Rule 21F claim. · License: The Dodd-Frank Act, the United States Code, and SEC rules are US government works in the public domain; KYE registry paraphrases each requirement's intent and cites the official identifier for mapping purposes only.

By category

CategoryReqsEnforcedDesignedAdvisoryDeferredCoverage
Confidentiality & anti-impediment evidence for a whistleblower's identity 1 1 0 0 0 100%
Contestability & reconstruction of the handling / retaliation determination 1 1 0 0 0 100%
Securities-law merits, bounty award & Rule 21F adjudication 1 0 0 0 0 0%

Every requirement → the KYE™ artefact that enforces it

IDTitleStatusKYE™ enforcement
dodd-frank-whistleblower.confidentiality-evidence Access to a whistleblower's identity proceeds only under a recorded need-to-know authority with confidentiality evidence captured enforced audit_events: kye.purpose.admissibility.v1, kye.evidence.decision_map.v1, kye.evidence.pack.v1
engines: internal, internal
rule_packs: kye:rule-pack:whistleblower-speakup
dictionaries: internal
constitution_refs: constitution/12-PURPOSE-PERMISSION.md, constitution/13-RESILIENCE-LOOP.md
dodd-frank-whistleblower.handling-contestability-reconstruction Contestability & reconstruction of the handling / retaliation determination enforced audit_events: kye.evidence.pack.v1, kye.replay.context_seal.v1, kye.replay.proof.v1
engines: internal, internal
rule_packs: kye:rule-pack:whistleblower-speakup
constitution_refs: constitution/13-RESILIENCE-LOOP.md, constitution/21-DELEGATED-AUDITABILITY.md
dodd-frank-whistleblower.securities-merits-and-award Securities-law merits, the whistleblower bounty award, and Rule 21F adjudication out-of-scope (no enforcement cited)