UK Failure to Prevent Fraud (Economic Crime and Corporate Transparency Act 2023) · vECCTA 2023 (in force 1 Sep…

UK Failure to Prevent Fraud (Economic Crime and Corporate Transparency Act 2023)

UK Failure to Prevent Fraud (Economic Crime and Corporate Transparency Act 2023) — 38% covered.

4 requirements · 0 enforced · 2 designed · 2 advisory · 0 deferred.

Source: The UK Economic Crime and Corporate Transparency Act 2023 introduced the corporate 'failure to prevent fraud' offence: a large organisation is liable where an associated person commits a specified fraud intending to benefit the organisation, unless it had reasonable fraud-prevention procedures in place. KYE Protocol(TM) governs WHETHER an AI agent's action that could constitute or facilitate fraud may proceed at the action boundary, under named authority, with the prevention procedure recorded and replay-provable. KYE does not determine criminal fraud and does not replace the organisation's fraud-prevention programme or legal advice. · License: ECCTA 2023 is UK legislation (Crown copyright); KYE registry cites its provisions for mapping purposes only.

By category

CategoryReqsEnforcedDesignedAdvisoryDeferredCoverage
Reasonable fraud-prevention procedures (statutory defence) 2 0 1 1 0 38%
Risk assessment & monitoring 2 0 1 1 0 38%

Every requirement → the KYE™ artefact that enforces it

IDTitleStatusKYE™ enforcement
uk-eccta-ftpf.reasonable-procedures Reasonable fraud-prevention procedures — AI actions gated by named authority (statutory defence) designed rule_packs: kye:rule-pack:aml-financial-crimes
dictionaries: internal
constitution_refs: constitution/12-PURPOSE-PERMISSION.md
uk-eccta-ftpf.evidence-of-procedures Demonstrable evidence the prevention procedures operated advisory constitution_refs: constitution/13-RESILIENCE-LOOP.md
audit_events: kye.evidence.pack.v1, kye.replay.proof.v1
uk-eccta-ftpf.risk-assessment Fraud risk assessment — surfacing where AI actions create fraud exposure advisory constitution_refs: constitution/13-RESILIENCE-LOOP.md
audit_events: kye.evidence.decision_map.v1
uk-eccta-ftpf.monitoring-review Monitoring & review of fraud-prevention procedures designed constitution_refs: constitution/21-DELEGATED-AUDITABILITY.md