Wolfsberg Group AML Principles & Guidance
Wolfsberg Group AML Principles & Guidance — 50% covered.
3 requirements · 0 enforced · 3 designed · 0 advisory · 0 deferred.
Source: The Wolfsberg Group is an association of global banks that publishes industry standards and guidance for AML, sanctions screening, and correspondent banking due diligence. Its principles set good-practice expectations for risk-based KYC/CDD, correspondent-banking due diligence, and the effectiveness, tuning, and governance of sanctions / transaction screening. KYE Protocol(TM) governs WHETHER an AI agent's AML or sanctions-screening action may proceed at the action boundary under a named compliance officer's authority, with due diligence recorded before the action and replay-provable provenance, and section-36 two-person sign-off on consequential filings. KYE does not run the screening engine, does not decide whether a name is a true sanctions match, and does not replace the institution's AML / sanctions program. · License: The Wolfsberg Principles are published by the Wolfsberg Group; KYE registry cites them for mapping purposes.
By category
| Category | Reqs | Enforced | Designed | Advisory | Deferred | Coverage |
|---|---|---|---|---|---|---|
| Risk-based KYC / CDD | 1 | 0 | 1 | 0 | 0 | 50% |
| Sanctions & transaction screening governance | 1 | 0 | 1 | 0 | 0 | 50% |
| Correspondent-banking due diligence | 1 | 0 | 1 | 0 | 0 | 50% |
Every requirement → the KYE™ artefact that enforces it
| ID | Title | Status | KYE™ enforcement |
|---|---|---|---|
wolfsberg-principles.risk-based-kyc-cdd |
Risk-based KYC / CDD: due-diligence result recorded before an AI KYC/CDD action proceeds | designed | rule_packs: kye:rule-pack:aml-financial-crimesdictionaries: internalconstitution_refs: constitution/12-PURPOSE-PERMISSION.md |
wolfsberg-principles.sanctions-screening-governance |
Sanctions & transaction screening governance: an AI screening action proceeds under named authority with a provenance pin | designed | rule_packs: kye:rule-pack:aml-financial-crimesdictionaries: internalconstitution_refs: constitution/13-RESILIENCE-LOOP.md |
wolfsberg-principles.correspondent-banking-due-diligence |
Correspondent-banking due diligence: consequential correspondent decisions stay advisory until sign-off | designed | rule_packs: kye:rule-pack:aml-financial-crimesconstitution_refs: constitution/36-GOVERNEDUI.md |